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nx9-auth/docs/ARCHITECTURE.md
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# 1. System Overview
NX9-Auth is a self-hosted Identity and Access Management (IAM) server written in pure Rust. It provides centralized authentication, fine-grained Role-Based Access Control (RBAC), multi-tenancy, service account management, personal access tokens (PATs), and append-only audit logging.
The system is architected as a stateless HTTP server paired with a zero-JavaScript-framework WebAssembly (WASM) administration user interface. Executing natively on Linux operating systems without external memory caches, JavaScript runtimes, or third-party web frameworks, NX9-Auth achieves low memory consumption, high throughput, zero garbage collection pauses, and operational simplicity.
Supported deployment models include single-binary installations, systemd-managed services, containerized workloads, and reverse-proxy setups using embedded SQLite or external PostgreSQL database engines.
---
# 2. Design Philosophy
NX9-Auth adheres to seven core design tenets:
- **Linux-First**: Native optimization for Linux operating systems, systemd process supervision, standard UNIX signal handling, and POSIX filesystem standards.
- **Privacy-First**: Zero external telemetry, phone-home calls, or third-party tracking. All identity records remain strictly under local operator control.
- **Self-Hosted**: Distributed as 100% Free and Open Source Software (FOSS) dual-licensed under Apache 2.0 and MIT.
- **Rust-Native**: End-to-end type safety, compile-time memory safety, and thread concurrency guarantees across both server and WebAssembly client binaries.
- **Security by Default**: OWASP-aligned response headers, memory-hard Argon2id key derivation, BLAKE3 token hashing at rest, non-enumerating error responses, and strict Content Security Policies.
- **Zero Node.js Runtime**: No JavaScript runtime dependencies, npm build chains, or external frontend node packages. The administrative interface is compiled from Rust directly to WebAssembly.
- **Operational Simplicity**: Single-binary deployment capability with embedded or external SQL databases. Zero mandatory external cache or message broker sidecars.
---
# 3. Architectural Principles
The internal architecture is guided by structural design patterns:
- **Layer Separation**: Downward-only dependency flow from entry points to persistence drivers.
- **Repository Pattern**: Pluggable storage providers implementing unified async trait interfaces.
- **Dependency Inversion**: Service and handler layers depend on trait abstractions rather than concrete database drivers.
- **Stateless APIs**: Authentication state is encapsulated in cryptographically hashed session cookies or Bearer tokens, eliminating sticky-session server dependencies.
- **Explicit Errors**: Strongly typed error enumerations mapping internal failures to standard HTTP status codes without leaking sensitive stack traces.
- **Fail-Fast Startup**: Early validation of configuration paths, database connectivity, and encryption parameters before opening listening sockets.
- **Graceful Shutdown**: Signal-driven, multi-stage shutdown sequence ensuring background worker completion, audit log flushing, and pool draining.
---
# 4. Technology Stack
### Backend
- **Core Language**: Rust (2024 Edition)
- **Async Runtime**: Tokio
- **HTTP Routing**: Axum and Tower
- **Database Engine**: SQLx (supporting SQLite and PostgreSQL)
### Frontend
- **UI Framework**: Dioxus (WebAssembly compilation target)
- **WASM Interop**: wasm-bindgen
- **HTTP Client**: Reqwest (configured for credentialed WebAssembly fetch operations)
- **Browser Storage**: gloo-storage
### Cryptography & Security
- **Password Hashing**: Argon2id
- **Token Hashing**: BLAKE3
- **Rate Limiting**: DashMap (lock-free in-memory tracking)
---
# 5. Runtime Architecture
The server runtime isolates process lifecycle management from business domain logic.
### Components
- **Application**: Core container holding global state, connection pools, state trackers, and worker managers.
- **Builder**: Assembles configuration, initializes database providers, applies database migrations, and binds the router.
- **Lifecycle**: Manages application state transitions from initialization to termination.
- **State**: Lock-free atomic state machine enforcing valid lifecycle transitions.
- **Workers**: Supervises background asynchronous tasks such as expired session pruning and audit log flushing.
- **Signals**: Asynchronous signal listener intercepting SIGINT and SIGTERM.
- **Hooks**: Maintains prioritized cleanup routines executed during graceful shutdown.
- **Metrics**: Tracks runtime uptime, active connections, and worker states.
- **Shutdown**: Manages prioritized shutdown hooks and completion timeouts.
```mermaid
stateDiagram-v2
[*] --> Initializing : Build application runtime
Initializing --> Starting : Start application
Starting --> Running : Bind TCP listener and serve
Running --> Draining : Signal received
Draining --> StoppingWorkers : Stop background workers
StoppingWorkers --> ExecutingHooks : Execute shutdown hooks
ExecutingHooks --> ClosingResources : Close database pools
ClosingResources --> Stopped : Process stopped
Stopped --> [*]
```
---
# 6. Request Lifecycle
Every incoming HTTP request traverses a structured, layered processing pipeline.
```mermaid
flowchart TD
Client[Client Request] --> TCP[TCP Listener]
TCP --> Router[Axum HTTP Router]
Router --> SecHeaders[Security Headers Middleware]
SecHeaders --> TracingMW[Tracing and Request ID]
TracingMW --> Sanitizer[Query String Credential Sanitizer]
Sanitizer --> AuthExtractor[Authentication Extractor]
AuthExtractor --> GuardCheck{Authorized}
GuardCheck -- No --> ErrResp[HTTP 401 or 403 Response] --> Client
GuardCheck -- Yes --> Handler[API Route Handler]
Handler --> Service[Domain Service Layer]
Service --> RepoTrait[Repository Interface]
RepoTrait --> DBImpl[Database Provider]
DBImpl --> DB[(Database Engine)]
DB --> DBImpl --> RepoTrait --> Service --> Handler
Handler --> Response[JSON Response or SPA Assets] --> Client
```
---
# 7. Repository Architecture
NX9-Auth decouples persistence logic from domain services using trait abstractions. This ensures API handlers remain agnostic of the underlying storage backend.
### Layer Hierarchy
1. **Traits**: Define high-level database access contracts.
2. **SQLite Implementation**: Embedded storage driver using Write-Ahead Logging for high concurrency.
3. **PostgreSQL Implementation**: Enterprise storage driver for external multi-node deployments.
4. **Service Layer**: Coordinates business logic, transactions, and audit trail records across repositories.
```mermaid
classDiagram
class UserRepository {
+find_by_id(id)
+find_by_username(username)
+create(user)
+update(user)
+delete(id)
}
class SqliteUserRepository {
+find_by_id(id)
+create(user)
}
class PostgresUserRepository {
+find_by_id(id)
+create(user)
}
class AuthService {
+authenticate(credentials)
}
UserRepository <|.. SqliteUserRepository
UserRepository <|.. PostgresUserRepository
AuthService --> UserRepository
```
---
# 8. Authentication
NX9-Auth supports dual-mode authentication, accommodating both browser environments and automated API clients.
### Authentication Credentials and Identifiers
- **Login Handler**: Accepts JSON credential payloads and validates passwords using Argon2id.
- **Password Verification**: Memory-hard verification with constant-time dummy delays on invalid usernames to neutralize timing side-channels.
- **Sessions**: Short-lived opaque session tokens issued upon login and stored as BLAKE3 hashes at rest.
- **Refresh Tokens**: Opaque refresh tokens used to obtain new session tokens without re-entering credentials.
- **Personal Access Tokens (PAT)**: Long-lived tokens generated for automated API integrations.
- **Service Accounts**: Non-human identities bound to specific tenants and permission scopes.
- **Cookies**: HttpOnly, SameSite-protected cookies holding session identifiers for browser clients.
- **Bearer Tokens**: Authorization header tokens for API consumers and WebAssembly applications.
```mermaid
flowchart TD
AuthRequest[Incoming HTTP Request] --> RouteType{Request Path}
RouteType -- Login Route --> LoginHandler[Login Handler]
LoginHandler --> VerifyPassword[Verify Password via Argon2id]
VerifyPassword -- Invalid --> TimingMitigation[Execute Dummy Hash Delay] --> Return401[Return HTTP 401]
VerifyPassword -- Valid --> RevokeSessions[Revoke Active User Sessions]
RevokeSessions --> GenerateTokens[Generate Opaque Tokens]
GenerateTokens --> HashTokens[Compute BLAKE3 Hashes]
HashTokens --> SaveDB[Store Hashes in Database]
SaveDB --> IssueAuth[Issue HttpOnly Cookie and Bearer Token] --> AuthSuccess[Authentication Success]
RouteType -- Protected API Route --> ExtractAuth[Extract Authentication Context]
ExtractAuth --> CheckCookie{Cookie Present}
CheckCookie -- Yes --> ValidateCookie[BLAKE3 Lookup in Sessions Table]
ValidateCookie -- Valid --> ExtractUserCookie[Find Active User] --> SessionAuth[Authenticated Session]
CheckCookie -- No --> CheckHeader{Authorization Header Present}
CheckHeader -- Yes --> TokenPrefix{Token Prefix}
TokenPrefix -- PAT Prefix --> ValidatePAT[BLAKE3 Lookup in PAT Table] --> ExtractUserPAT[Find Active User] --> PATAuth[Authenticated Token]
TokenPrefix -- Session Prefix --> ValidateSession[BLAKE3 Lookup in Sessions Table] --> ExtractUserSession[Find Active User] --> SessionAuth
CheckHeader -- No --> Return401
ValidateCookie -- Invalid --> CheckHeader
ValidatePAT -- Invalid --> Return401
ValidateSession -- Invalid --> Return401
```
---
# 9. Authorization
NX9-Auth implements a hierarchical Role-Based Access Control (RBAC) authorization model.
```mermaid
flowchart LR
User[User or Service Account] --> UserRoles[Assigned Roles]
UserRoles --> RolePermissions[Role Permissions]
RolePermissions --> GlobalPermissions[Effective Permission Set]
Request[API Endpoint Request] --> RequiredPerm[Required Permission Scope]
RequiredPerm --> AccessEvaluator{Permission Granted}
GlobalPermissions --> AccessEvaluator
AccessEvaluator -- Yes --> Allow[Execute Handler]
AccessEvaluator -- No --> Deny[HTTP 403 Forbidden]
```
---
# 10. Security
NX9-Auth enforces a defense-in-depth security posture across all subsystems:
- **Argon2id Key Derivation**: Memory-hard password hashing parameters (m=19456 KiB, t=2, p=1).
- **BLAKE3 Cryptographic Hashing**: High-speed cryptographic hashing for storing session tokens, refresh tokens, and personal access tokens at rest.
- **Secure Cookie Attributes**: HttpOnly, SameSite=Lax, and Secure flag enforcement in production environments.
- **Content Security Policy (CSP)**: Strict header policy prohibiting inline script execution while allowing WebAssembly evaluation.
- **HTTP Strict Transport Security (HSTS)**: Transport security header enforcement when running under secure configurations.
- **Audit Logging**: Append-only, tamper-evident audit trail capturing actor, target, severity, IP address, and user agent.
- **Rate Limiting**: Lock-free in-memory IP tracking with automatic lockout penalties upon consecutive failure thresholds.
- **Credential Sanitization**: Fallback routes intercept and strip query strings containing credentials, returning HTTP 303 redirects to clean paths.
---
# 11. Multi-tenancy
Resources are hierarchically isolated to enforce strict multi-tenant data boundaries.
```mermaid
flowchart TD
System[NX9-Auth System] --> TenantA[Tenant A]
System --> TenantB[Tenant B]
TenantA --> UsersA[Users and Service Accounts]
TenantA --> GroupsA[Groups]
TenantA --> AppsA[Applications]
GroupsA --> RolesA[Roles]
AppsA --> ResourcesA[Resources and Tokens]
TenantB --> UsersB[Users and Service Accounts]
TenantB --> GroupsB[Groups]
TenantB --> AppsB[Applications]
```
### Data Isolation Rules
- Database queries for tenant-scoped entities enforce explicit tenant filters.
- Service accounts and applications are strictly bound to their parent tenant identifier.
---
# 12. Frontend
The administrative user interface is implemented as a WebAssembly Single Page Application (SPA) built with Dioxus.
```mermaid
flowchart TD
Browser[Web Browser] --> IndexHTML[Index HTML]
IndexHTML --> BootJS[Boot Script]
BootJS --> WASMModule[WASM Module]
WASMModule --> VDOM[Virtual DOM Engine]
VDOM --> SignalState[Signal State]
SignalState --> Router[Dioxus Router]
Router --> EventSystem[Dual Event Interceptors]
EventSystem --> FormSubmit[Form Submit Listener]
EventSystem --> ButtonClick[Button Click Listener]
FormSubmit --> PreventDefault[Prevent Default Event]
ButtonClick --> PreventDefault
PreventDefault --> WASMFetch[Reqwest WASM Fetch]
WASMFetch --> BackendAPI[Axum REST API]
```
---
# 13. Configuration
NX9-Auth manages system parameters through a hierarchical configuration system.
### Configuration Precedence Order
1. Command Line Interface (CLI) Arguments
2. Environment Variables
3. Configuration Files (TOML format)
4. Built-in Defaults
Startup execution validates configuration parameters immediately. If configuration paths, database URIs, or security options fail validation, process startup halts with explicit error messages before network ports are bound.
---
# 14. Deployment
NX9-Auth is deployed as a single self-contained executable on Linux systems, supervised by systemd and situated behind a reverse proxy.
```mermaid
flowchart LR
Internet[Client Traffic] --> ReverseProxy[Reverse Proxy Caddy or Nginx]
ReverseProxy --> AppService[NX9-Auth Process Systemd Supervised]
AppService --> SQLite[SQLite Database Engine]
AppService --> Postgres[PostgreSQL Database Engine]
```
### Process Supervision Overview
Systemd handles process lifetime, automatic restarts, resource limits, and security sandboxing (such as restricting filesystem access and disabling privilege escalation). Standard deployment files reside in `deploy/systemd/nx9-auth.service`.
---
# 15. Repository Layout
```text
/
├── Cargo.toml # Primary Cargo workspace configuration
├── Cargo.lock # Dependency version lockfile
├── build.rs # Static asset embedding build script
├── README.md # Project landing documentation
├── LICENSE # Dual license declaration
├── LICENSE-MIT # MIT License text
├── LICENSE-APACHE # Apache 2.0 License text
├── src/ # Core backend source files
│ ├── main.rs # Entry point and subcommand router
│ ├── lib.rs # Library root exporting domain modules
│ ├── api/ # REST API handlers and endpoint routes
│ ├── audit/ # Audit trail service and data structures
│ ├── cli/ # CLI command parsing logic
│ ├── config/ # Configuration file parsing and environment logic
│ ├── db/ # SQLx abstractions and migration files
│ ├── error/ # Application error types
│ ├── identity/ # User, role, group, and tenant domain services
│ ├── middleware/ # Security header and authentication middlewares
│ ├── runtime/ # Lifecycle, state machine, and signal handlers
│ └── security/ # Password hashing, token hashing, and rate limiting
├── ui/ # WebAssembly frontend crate (Dioxus)
├── tests/ # Integration and security test suites
├── scripts/ # Maintenance and build helper scripts
├── deploy/ # Systemd service files and deployment templates
└── docs/ # Architecture documents and technical specifications
```
---
# 16. Future Roadmap
Planned future architectural extensions include:
- **OpenID Connect (OIDC) & OAuth2 Server**: Native implementation enabling NX9-Auth to function as a full OIDC Authorization Server.
- **SAML 2.0 Support**: Enterprise federation support for identity provider integrations.
- **SCIM 2.0 Provisioning**: System for Cross-domain Identity Management interface for automated user synchronization.
- **Directory Integration**: LDAP and Active Directory authentication capability.
- **Multi-Factor Authentication (MFA)**: TOTP (RFC 6238) and WebAuthn / FIDO2 passkey support.
- **High-Availability Clustering**: Distributed session cache synchronization across multi-region server nodes.
- **Observability Exporters**: Native OpenTelemetry metrics and tracing integration for Prometheus and Grafana monitoring stacks.